Defendant Name:
ALCOA INC.
Defendant Type:
Public Company
SIC Code:
3334
CUSIP:
01381710
Document Reference:
34-71261
Document Details
Legal Case Name
In the matter of Alcoa Inc.
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Document Date
09-Jan-2014
Document Format
Administrative Proceeding
AAER
3525
Allegation Type
Foreign Corrupt Practices Act
Document Summary
On January 9, 2014, the SEC published an order instituting cease-and-desist proceedings against Alcoa Inc. according to the SEC "these proceedings arise from violations of the Foriegn Corrupt Practices Act of 1977."
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Cooperation Before the Resolution
Remedial Acts or Efforts Before the Resolution
Self Reporting to SEC
Monetary Penalties:
Disgorgement
Individual:
$175,000,000.00
Shared: