Defendant Name:
Allergan, Inc.
Defendant Type:
Subsidiary of Public Company
Public Company Parent:
Allergan plc
SIC Code:
2834
CUSIP:
G0177J10
Document Reference:
34-79814
Document Details
Legal Case Name
In the Matter of Allergan, Inc.
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Document Date
17-Jan-2017
Document Format
Administrative Proceeding
Allegation Type
Issuer Reporting and Disclosure
Document Summary
On January 17, 2017 the SEC instituted a settled order against Allergan, Inc. According to the SEC: Allergan failed "to comply with the disclosure requirements concerning merger and acquisition negotiations with third parties that it conducted in response to a tender offer."
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Monetary Penalties:
Civil Penalty
Individual:
$15,000,000.00
Shared: