Defendant Name:
Michael A. McCarthy
Defendant Type:
Individual
Document Reference:
33-10343_3-17919
Document Details
Legal Case Name
In the Matter of Michael A. McCarthy, The DreamTeam Group, LLC, Mission Investor Relations, LLC, and QualityStocks LLC
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Making Findings, and Imposing a Cease-and-Desist Order
Document Date
10-Apr-2017
Document Format
Administrative Proceeding
Allegation Type
Market Manipulation
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Other Compliance Related Undertaking
Monetary Penalties:
Disgorgement
Individual:
$42,000.00
Shared:
Civil Penalty
Individual:
$75,000.00
Shared:
Pre-Judgment Interest
Individual:
$3,906.00
Shared:
Other Defendants in Action:
