Defendant Name: John S. Peffer

Defendant Type: Individual

Document Reference: court_doc101_03-cv-12154

Document Details

Legal Case Name SEC v. Martin J. Druffner, Justin F. Ficken, Skifter Ajro, John S. Peffer, Marc J. Bilotti And Robert E. Shannon
Document Name Final Judgment as to Defendant John S. Peffer
Document Date 07-Dec-2005
Document Format Civil Proceeding
Case Number 03-cv-12154
Federal District Court Massachusetts, District of Massachusetts
Federal District Judge Nathaniel M. Gorton
Allegation Type Investment Advisers/Investment Companies
Document Summary

Disgorgement & Penalty Information

Resolutions
Enjoinment
Monetary Penalties:

Disgorgement

Individual:     $408,904.00 Shared:    

Pre-Judgment Interest

Individual:     $39,384.00 Shared:    

Total Penalty

Individual:     $448,288.00 Shared:    

Related Documents:

court_doc1_03-cv-12154 04-Nov-2003 Complaint
Complaint

Related Actions:

In the Matter of Prudential Equity Group, LLC, formerly known as Prudential Securities, Inc.
In the Matter of Justin F. Ficken
Justin F. Ficken
In the Matter of Marc J. Bilotti
Marc J. Bilotti