Defendant Name: Theodore Charles Sihpol III

Defendant Type: Individual

Document Reference: 33-8288order

Document Details

Legal Case Name In the Matter of Theodore Charles Sihpol III
Document Name Order Instituting Public Administrative and Cease-And- Desist Proceedings Pursuant To Section 8a of the Securities Act Of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, Section 203(f) of the Investment Advisers Act of 1940, and Sections 9(b) AND 9(f) of the Investment Company Act of 1940, and Notice of Hearing
Document Date 16-Sep-2003
Document Format Administrative Proceeding
File Number 3-11261
Allegation Type Investment Advisers/Investment Companies
Document Summary

Related Documents:

33-8624 16-Sep-2003 Administrative Proceeding
Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933, Sections 15(b) and 21C of the Securities Exchange Act of 1934, Section 203(f) of the Investment Advisers Act of 1940, and Sections 9(b) and 9(f) of the Investment Company Act of 1940

Related Actions:

SEC v. Theodore Charles Sihpol III