Defendant Name:
Halliburton Company
Defendant Type:
Public Company
SIC Code:
1389
CUSIP:
40621610
Document Reference:
34-81222
Document Details
Legal Case Name
In the Matter of Halliburton Company and Jeannot Lorenz
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21c of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
Document Date
27-Jul-2017
Document Format
Administrative Proceeding
AAER
3884
Allegation Type
Foreign Corrupt Practices Act
Document Summary
ccording to the SEC: "This matter concerns violations of the books and records and internal accounting controls provisions of the Foreign Corrupt Practices Act ("FCPA") by Halliburton, a global oilfield services company, headquartered in Houston, Texas, and its former Vice-President, Jeannot Lorenz, a citizen of France and permanent resident of the United States."
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Compliance Related Independent Consultant
Cooperation Before the Resolution
Remedial Acts or Efforts Before the Resolution
Monetary Penalties:
Disgorgement
Individual:
$14,000,000.00
Shared:
Civil Penalty
Individual:
$14,000,000.00
Shared:
Pre-Judgment Interest
Individual:
$1,200,000.00
Shared:
Other Defendants in Action:
