Defendant Name:
Ross I. McLellan
Defendant Type:
Individual
Document Reference:
court_doc53_16-cv-10874
Document Details
Legal Case Name
SEC v. Ross I. McLellan
Document Name
Final Judgment as to Defendant Ross McLellan
Document Date
17-Jun-2024
Document Format
Civil Proceeding
Case Number
16-cv-10874
Federal District Court
Massachusetts, District of Massachusetts
Federal District Judge
Douglas P. Woodlock
Allegation Type
Broker Dealer
Disgorgement & Penalty Information
Resolutions
Enjoinment
The Court ordered that: "Disgorgement is deemed satisfied by the agreement between the U.S. Attorney’s Office and State Street Bank to make the victim whole. No civil penalty shall be imposed in this action against Mr. McLellan, a defendant the criminal prosecution styled United States v. McLellan, No. 16-CR-10094, ECF No. 522 (D. Mass. Oct. 18, 2018), as a result of which Mr. McLellan was sentenced to a term of imprisonment of eighteen months."
