Defendant Name: Rio Tinto Limited

Defendant Type: Other

Document Reference: court_doc299_17-cv-07994

Document Details

Legal Case Name SEC v. Rio Tinto plc, Rio Tinto Limited, Thomas Albanese, and Guy Robert Elliott
Document Name Final Judgment as to Defendants Rio Tinto PLC and Rio Tinto Limited
Document Date 20-Nov-2023
Document Format Civil Proceeding
Case Number 17-cv-07994
Federal District Court New York, Southern District of New York
Federal District Judge Analisa Torres
Allegation Type Issuer Reporting and Disclosure
Document Summary

Disgorgement & Penalty Information

Resolutions
Enjoinment
Compliance Related Independent Consultant
Other Undertakings: Cooperation after the resolution

Related Documents:

comp-pr2017-196 17-Oct-2017 Complaint
Complaint: Jury Trial Demanded
LR-24085 27-Mar-2018 Litigation Release
Rio Tinto, Former Top Executives Charged with Fraud

Other Defendants in Action: