Defendant Name:
Thomas Albanese
Defendant Type:
Individual
Document Reference:
court_doc300_17-cv-07994
Document Details
Legal Case Name
SEC v. Rio Tinto plc, Rio Tinto Limited, Thomas Albanese, and Guy Robert Elliott
Document Name
Final Judgment as to Defendant Thomas Albanese
Document Date
20-Nov-2023
Document Format
Civil Proceeding
Case Number
17-cv-07994
Federal District Court
New York, Southern District of New York
Federal District Judge
Analisa Torres
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Enjoinment
Other Undertakings: Agreement to cooperate in this action and any related judicial or administrative proceeding or investigation commenced by the Commission
Monetary Penalties:
Civil Penalty
Individual:
$50,000.00
Shared:
Other Defendants in Action:
