Defendant Name:
Dickson Lee
Defendant Type:
Individual
Document Reference:
33-9799
Document Details
Legal Case Name
In the Matter of Dickson Lee, CPA
Document Name
Order Making Findings and Imposing Remedial Sanctions and a Cease-And-Desist Order Pursuant to Section 8A of the Securities Act of 1933, Sections 4C And 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice
Document Date
01-Jun-2015
Document Format
Administrative Proceeding
AAER
3659
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Bars:
- Bar from acting as Director or Officer of a public company (of unspecified duration)
- denied the privilege of appearing or practicing before the Commission pursuant to Rule 102(e)(1)(iii) of the Commission?s Rules of Practice (of unspecified duration)
Other Defendants in Action:
