Defendant Name: Dickson Lee

Defendant Type: Individual

Document Reference: 33-9799

Document Details

Legal Case Name In the Matter of Dickson Lee, CPA
Document Name Order Making Findings and Imposing Remedial Sanctions and a Cease-And-Desist Order Pursuant to Section 8A of the Securities Act of 1933, Sections 4C And 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice
Document Date 01-Jun-2015
Document Format Administrative Proceeding
File Number 3-15815
AAER 3659
Allegation Type Issuer Reporting and Disclosure
Document Summary

Disgorgement & Penalty Information

Cease and Desist Order
  • Bar from acting as Director or Officer of a public company (of unspecified duration)
  • denied the privilege of appearing or practicing before the Commission pursuant to Rule 102(e)(1)(iii) of the Commission?s Rules of Practice (of unspecified duration)

Related Documents:

33-9565 27-Mar-2014 Administrative Proceeding
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securties Act of 1933 and Sections 4C and 21C of The Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice and Notice of Hearing
AP-3354 30-Nov-2015 ALJ Order
Order Directing Supplemental Briefing

Other Defendants in Action:

Related Actions:

In the Matter of Shirley Kiang