Defendant Name:
Barry F. Connell
Defendant Type:
Individual
Document Reference:
2017-41
Document Details
Legal Case Name
SEC v. Barry F. Connell
Document Name
SEC Charges Financial Adviser With Stealing From Client Accounts
Document Date
03-Feb-2017
Document Format
Civil Proceeding
Case Number
17-cv-00831
Federal District Court
New York, Southern District of New York
Allegation Type
Investment Advisers/Investment Companies