Defendant Name:
Mark Sturgeon, CPA
Defendant Type:
Individual
Document Reference:
33-10517
Document Details
Legal Case Name
In the Matter of Advanced Drainage Systems, Inc. and Mark B. Sturgeon, CPA
Document Name
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Sections 4C and 21C of the Securities Exchange Act of 1934, and Rule 102(e) of the Commission's Rules of Practice, Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order
Document Date
10-Jul-2018
Document Format
Administrative Proceeding
AAER
3949
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Bars:
- Bar from acting as Director or Officer of a public company (of permanent duration)
Monetary Penalties:
Civil Penalty
Individual:
$100,000.00
Shared:
Must reimburse ADS for profits from sale of ADS stock pursuant to 304(a) of Sarbanes-Oxley
Individual:
$173,970.00
Shared:
Other Defendants in Action:
