Defendant Name: United Technologies Corporation

Defendant Type: Public Company

Document Reference: 2018-188

Document Details

Legal Case Name In the Matter of United Technologies Corporation
Document Name United Technologies Charged With Violating FCPA
Document Date 12-Sep-2018
Document Format Administrative Proceeding
File Number 3-18745
Allegation Type Foreign Corrupt Practices Act
Document Summary On September 12, 2018, the SEC issued a press release, stating: "Connecticut-based United Technologies Corporation will pay $13.9 million to resolve charges that it violated the Foreign Corrupt Practices Act (FCPA) by making illicit payments in its elevator and aircraft engine businesses."

Disgorgement & Penalty Information

Resolutions
None Specified

Related Documents:

34-84087 12-Sep-2018 Administrative Proceeding
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
The SEC stated: "These proceedings arise from violations of the Foreign Corrupt Practices Act of 1977 (the "FCPA") [15 U.S.C. 78dd] by Respondent United Technologies Corporation ("UTC"), a building systems and aerospace company with operations around the world."