Defendant Name:
Sanofi
Defendant Type:
Public Company
SIC Code:
2834
CUSIP:
80105N10
Document Reference:
34-84017
Document Details
Legal Case Name
In the Matter of Sanofi
Document Name
Order Instituting Cease-and-Desist Proceedings, Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
Document Date
04-Sep-2018
Document Format
Administrative Proceeding
AAER
3964
Allegation Type
Foreign Corrupt Practices Act
Document Summary
On September 4, 2018, the SEC issued an order against Sanofi, stating: "These proceedings arise out of Sanofi's violations of the internal accounting controls and recordkeeping provisions of the Foreign Corrupt Practices Act of 1977 (the "FCPA") [15 U.S.C. § 78m]."
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Other Compliance Related Undertaking
Cooperation Before the Resolution
Remedial Acts or Efforts Before the Resolution
Monetary Penalties:
Disgorgement
Individual:
$17,531,666.00
Shared:
Civil Penalty
Individual:
$5,000,000.00
Shared:
Pre-Judgment Interest
Individual:
$2,674,479.00
Shared:
