Defendant Name:
Adam C. Derbyshire
Defendant Type:
Individual
Document Reference:
court_doc6_18-cv-08891
Document Details
Legal Case Name
SEC v. Adam C. Derbyshire
Document Name
Final Judgment as to Defendant Adam C. Derbyshire
Document Date
04-Apr-2019
Document Format
Civil Proceeding
Case Number
18-cv-08891
Federal District Court
New York, Southern District of New York
Federal District Judge
Andrew L. Carter, Jr.
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Bars:
- Bar from acting as Director or Officer of a public company for 5 years
Monetary Penalties:
Disgorgement
Individual:
$494,836.13
Shared:
Civil Penalty
Individual:
$494,836.13
Shared:
Pre-Judgment Interest
Individual:
$63,698.25
Shared:
Total Penalty
Individual:
$1,053,370.51
Shared:
