Defendant Name:
Lai Guanglin (Alan)
Defendant Type:
Individual
Document Reference:
34-84764
Document Details
Legal Case Name
In the Matter of Lai Guanglin (Alan)
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
Document Date
10-Dec-2018
Document Format
Administrative Proceeding
Allegation Type
Market Manipulation
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Bars:
- Bar from acting as Director or Officer of a public company for 5 years
Monetary Penalties:
Civil Penalty
Individual:
$400,000.00
Shared:
