Defendant Name:
ADT Inc.
Defendant Type:
Public Company
SIC Code:
7335
CUSIP:
00090Q10
Document Reference:
34-84956
Document Details
Legal Case Name
In the Matter of ADT Inc.
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Document Date
26-Dec-2018
Document Format
Administrative Proceeding
AAER
4009
Allegation Type
Issuer Reporting and Disclosure
Document Summary
On December 26, 2018, the SEC issued an order against ADT Inc., stating: "These proceedings arise out of ADT's violations of Section 13(a) of the Exchange Act and Rule 13a-11 thereunder relating to disclosure requirements concerning non-GAAP financial measures contained in Item 10(e)(1)(i)(A) of Regulation S-K."
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Cooperation Before the Resolution
Monetary Penalties:
Civil Penalty
Individual:
$100,000.00
Shared:
