Defendant Name:
Fresenius Medical Care AG & Co. KGaA
Defendant Type:
Public Company
SIC Code:
2834
CUSIP:
35802910
Document Reference:
34-85468
Document Details
Legal Case Name
In the Matter of Fresenius Medical Care AG & Co. KGaA
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Document Date
29-Mar-2019
Document Format
Administrative Proceeding
AAER
4033
Allegation Type
Foreign Corrupt Practices Act
Document Summary
On March 29, 2019, the SEC issued an order against Fresenius Medical Care AG & Co. KGaA stating: "This matter concerns violations of the anti-bribery, books and records and internal accounting controls provisions of the Foreign Corrupt Practices Act of 1977 (the "FCPA") [...] by FMC, a world-wide provider of products and services for individuals with chronic kidney failure headquartered in Bad Homburg, Germany."
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Compliance Related Independent Consultant
Other Compliance Related Undertaking
Cooperation Before the Resolution
Remedial Acts or Efforts Before the Resolution
Self Reporting to SEC
Monetary Penalties:
Disgorgement
Individual:
$135,000,000.00
Shared:
Pre-Judgment Interest
Individual:
$12,000,000.00
Shared:
Total Penalty
Individual:
$147,000,000.00
Shared:
