Defendant Name:
William Keith Phillips
Defendant Type:
Individual
Document Reference:
34-60344-o
Document Details
Legal Case Name
In the Matter of William Keith Phillips
Document Name
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 203(f) and 203(k) of the Investment Advisors Act of 1940 and Section 15(b)(6) of the Securities Exchange Act of 1934
Document Date
20-Jul-2009
Document Format
Administrative Proceeding
Allegation Type
Investment Advisers/Investment Companies
