Defendant Name: Morgan Stanley ABS Capital I, Inc.

Defendant Type: Subsidiary of Public Company

Document Reference: 33-9618

Document Details

Legal Case Name In the Matter of Morgan Stanley and Co. LLC; Morgan Stanley ABS Capital I Inc.; and Morgan Stanley Mortgage Capital Holdings LLC
Document Name Order Under Section 27A(b) of the Securities Act of 1933 and Section 21E(b) of the Securities Exchange Act of 1934, Granting Waivers of the Disqualification Provisions of Section 27A(b)(1)(a)(ii) of the Securities Act of 1933 and Section 21E(b)(1)(A)(ii) of the Securities Exchange Act of 1934
Document Date 24-Jul-2014
Document Format Administrative Proceeding
File Number 3-15982
Allegation Type Securities Offering
Document Summary On July 24, 2014, the SEC issued an order relating to Morgan Stanley's settlement of another administrative proceeding. The SEC "determined that...[Morgan Stanley's] request for a waiver of the disqualifications resulting from the issuance of the Commision's Order instituting proceedings is appropriate and should be granted."

Disgorgement & Penalty Information

Resolutions
Waived disqualifications that would have resulted from the SEC's issuance of a Cease-and-Desist Order in related proceedings

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