Defendant Name:
Smith & Wesson Holding Corporation
Defendant Type:
Public Company
SIC Code:
3480
CUSIP:
83175610
Document Reference:
34-72678
Document Details
Legal Case Name
In the Matter of Smith & Wesson Holding Corporation
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Document Date
28-Jul-2014
Document Format
Administrative Proceeding
AAER
3571
Allegation Type
Foreign Corrupt Practices Act
Document Summary
On July 28, 2014, the SEC instituted proceedings against Smith & Wesson Holding Corporation alleging "violations of the anti-bribery, books and records and internal controls provisions of the Foreign Corrupt Practices Act."
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Other Compliance Related Undertaking
Various undertakings
Cooperation Before the Resolution
Remedial Acts or Efforts Before the Resolution
Monetary Penalties:
Disgorgement
Individual:
$107,852.00
Shared:
Civil Penalty
Individual:
$1,906,000.00
Shared:
Pre-Judgment Interest
Individual:
$21,040.00
Shared:
