Defendant Name:
Bank of America Corporation
Defendant Type:
Public Company
SIC Code:
6211
CUSIP:
06050510
Document Reference:
34-73243
Document Details
Legal Case Name
In the Matter of Bank of America Corporation
Document Name
Order Instituting Cease-And-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-And-Desist Order
Document Date
29-Sep-2014
Document Format
Administrative Proceeding
AAER
3588
Allegation Type
Issuer Reporting and Disclosure
Document Summary
On September 29, 2014, the SEC instituted administrative proceedings against Bank of America Corporation. The SEC alleged that Bank of America Corporation failed "to make and keep books and records in reasonable detail to, among other things, accurately and fairly reflect transactions in which they engage."
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Cooperation Before the Resolution
Remedial Acts or Efforts Before the Resolution
Monetary Penalties:
Civil Penalty
Individual:
$7,650,000.00
Shared:
