Defendant Name:
RBC Capital Markets, LLC
Defendant Type:
Subsidiary of Public Company
Document Reference:
court_doc2_09-cv-05172
Document Details
Legal Case Name
SEC v. RBC Capital Markets Corporation
Document Name
Judgment as to Defendant RBC Capital Markets Corporation
Document Date
09-Jun-2009
Document Format
Civil Proceeding
Case Number
09-cv-05172
Federal District Court
New York, Southern District of New York
Federal District Judge
Loretta A. Preska
Allegation Type
Broker Dealer
Document Summary
On June 4, 2009, Federal District Judge Loretta A. Preska entered final judgment against RBC Capital Markets Corporation pursuant to the consent of RBC Capital Markets Corporation.
Disgorgement & Penalty Information
Other Defendants in Action: