Related Documents:
34-61117
04-Dec-2009
Administrative Proceeding
Notice of Proposed Plan of Distribution and Opportunity for Comment
On December 4, 2009, the SEC issued a Notice of Proposed Plan of Distribution and Opportunity for Comment.
Proposed Plan of Distribution
On December 4, 2009, a Proposed Plan of Distribution was published.
34-61501
04-Feb-2010
Administrative Proceeding
Order Approving Distribution Plan, Appointing a Fund Administrator, and Waiving Bond
On February 4, 2010, the SEC approved the Distribution Plan, appointed Rust Consulting, Inc. as the Fund Administrator and waived the bond requirement for good cause shown.
34-61691
11-Mar-2010
Administrative Proceeding
Corrected Order Directing Disbursement of Distribution Fund
On March 11, 2010, the SEC issued a Corrected Order Directing Disbursement of Distribution Fund.
2010-48
26-Mar-2010
Press Release--Administrative Proceeding
SEC Announces $185 Million Distribution to Investors Injured by Prudential Securities Market Timing Fraud
On March 26, 2010, the SEC announced in a Press Release that: "The Securities and Exchange Commission today announced a distribution of nearly $185 million to more than 800 mutual funds that were affected by illegal market timing by broker-dealer Prudential Equity Group (then known as Prudential Securities, Inc.)...."
34-61974
23-Apr-2010
Administrative Proceeding
Name Corrected Order Directing Disbursement of Distribution Fund
On September 23, 2010, the SEC issued a corrected ordered directing that: "the Commission staff shall transfer $9,049,251.62 of the Distribution Fund to Deutsche Bank, and the Plan Administrator shall distribute such monies to investors, as provided for in the Plan of Distribution."
34-62265
10-Jun-2010
Administrative Proceeding
Order Directing Disbursement of Distribution Fund
On June 10, 2010, the SEC ordered that: "the Commission staff shall transfer $25,777,983.40 of the Distribution Fund to Deutsche Bank, and the Plan Administrator shall distribute such monies to investors, as provided for in the Plan of Distribution."
34-62551
22-Jul-2010
Administrative Proceeding
Order Directing Disbursement of Distribution Fund
On July 22, 2010, the SEC ordered that: "the Commission staff shall transfer $34,129,444.46 of the Distribution Fund to Deutsche Bank, and the Plan Administrator shall distribute such monies to investors, as provided for in the Plan of Distribution."
34-62848
03-Sep-2010
Administrative Proceeding
Order Directing Disbursement of Distribution Fund
On September 30, 2010, the SEC ordered that: "the Commission staff shall transfer $1,581,119 of the Banc of America Fair Fund and $34,472,433.38 of the Distribution Fund to Deutsche Bank, and the Plan Administrator shall distribute such monies to investors, as provided for in the Plan of Distribution."
34-64328
22-Apr-2011
Administrative Proceeding
Order Directing Disbursement of Distribution Fund
On April 22, 2011, the SEC ordered that: "the Commission staff shall transfer $4,095,730.43 of the Distribution Fund to Deutsche Bank, and the Plan Administrator shall distribute such monies to investors, as provided for in the Plan of Distribution."
Notice of Name Change of Appointed Tax Administrator
On June 30, 2017, the SEC announced a Name Change of Appointed Tax Administrator, and amended the Omnibus Order, beginning June 2017 and for calendar year 2018, to replace all references to Damasco with "Miller Kaplan Arase LLP which acquired Damasco & Associates LLP" in order to reflect Damasco's name change.
34-81444
21-Aug-2017
Administrative Proceeding
Order Authorizing the Transfer to the U.S. Treasury of the Remaining Funds and any Funds Returned to the Distribution Fund in the Future, Discharging the Fund Administrator, and Terminating the Distribution Fund
According to the SEC: "A. The remaining Distribution Fund balance of $1,875,066.41, and any funds returned to the Distribution Fund in the future, shall be transferred to the U.S. Treasury; B. The Fund Administrator, Rust Consulting, Inc. is discharged; and C. The Distribution Fund is terminated."
