Defendant Name:
Credit Suisse First Boston LLC
Defendant Type:
Subsidiary of Public Company
Document Reference:
judg18110
Document Details
Legal Case Name
SEC v. Credit Suisse First Boston LLC, F/K/A Credit Suisse First Boston Corporation
Document Name
Final Judgment as to Defendant Credit Suisse First Boston LLC, F/K/A Credit Suisse First Boston Corporation
Document Date
31-Oct-2003
Document Format
Civil Proceeding
Case Number
03-cv-02946
Federal District Court
New York, Southern District of New York
Federal District Judge
William H. Pauley III
Allegation Type
Investment Advisers/Investment Companies
Disgorgement & Penalty Information
Resolutions
Enjoinment
Compliance Related Independent Consultant
Monetary Penalties:
Disgorgement
Individual:
$75,000,000.00
Shared:
Civil Penalty
Individual:
$75,000,000.00
Shared:
Independent Research to be paid over 5 years
Individual:
$50,000,000.00
Shared:
Total Penalty
Individual:
$200,000,000.00
Shared: