Defendant Name:
Thomas Weisel Partners LLC
Defendant Type:
Other
Document Reference:
LR-21457
Document Details
Legal Case Name
SEC v. Thomas Weisel Partners LLC
Document Name
Court Approves Modifications to Global Research Analyst Settlement
Document Date
19-Mar-2010
Document Format
Civil Proceeding
Case Number
04-cv-06910
Federal District Court
New York, Southern District of New York
Federal District Judge
William H. Pauley III
Allegation Type
Investment Advisers/Investment Companies
Document Summary
On March 19, 2010, the SEC published a litigation release announcing that the Honorable William H. Pauley issued an order approving modifications to the final judgments entered against Thomas Weisel Partners LLC and the other firms covered by the Global Research Analyst Settlement.
Disgorgement & Penalty Information
Resolutions
Approving modifications to the final judgments entered against the twelve firms covered by the Global Research Analyst Settlement.
