Defendant Name:
Kee Chan
Defendant Type:
Individual
Document Reference:
court_doc7_17-cv-03605
Document Details
Legal Case Name
SEC v. Kee Chan
Document Name
Final Consent Judgment as to Defendant Kee Chan
Document Date
16-May-2017
Document Format
Civil Proceeding
Case Number
17-cv-03605
Federal District Court
New York, Southern District of New York
Federal District Judge
Loretta A. Preska
Allegation Type
Broker Dealer
Disgorgement & Penalty Information
Monetary Penalties:
Disgorgement
Individual:
$51,965.00
Shared:
Civil Penalty
Individual:
$150,000.00
Shared:
Pre-Judgment Interest
Individual:
$11,758.00
Shared:
