Defendant Name: James H. Im

Defendant Type: Individual

Document Reference: court_doc144_17-cv-03613

Document Details

Legal Case Name SEC v. James Im
Document Name Judgment
Document Date 09-May-2022
Document Format Civil Proceeding
Case Number 17-cv-03613
Federal District Court New York, Southern District of New York
Federal District Judge J. Paul Oetken
Allegation Type Broker Dealer
Document Summary

Related Documents:

comp-pr2017-102-im 15-May-2017 Complaint
Complaint and Jury Demand

Related Actions:

In the Matter of Nomura Securities International, Inc.
SEC v. Kee Chan
In the Matter of Kee Chan