Defendant Name:
Serge Matta
Defendant Type:
Individual
Document Reference:
33-10693
Document Details
Legal Case Name
In the Matter of Serge Matta
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Document Date
24-Sep-2019
Document Format
Administrative Proceeding
AAER
4092
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Fair Funds
Bars:
- Bar from acting as Director or Officer of a public company for 10 years
Monetary Penalties:
Civil Penalty
Individual:
$700,000.00
Shared:
