Defendant Name:
Quad/Graphics, Inc.
Defendant Type:
Public Company
SIC Code:
2752
CUSIP:
74730110
Document Reference:
34-87128
Document Details
Legal Case Name
In the Matter of Quad/Graphics, Inc.
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Document Date
26-Sep-2019
Document Format
Administrative Proceeding
Allegation Type
Foreign Corrupt Practices Act
Document Summary
On September 26, 2019, the SEC instituted settled cease and desist proceedings against Quad/Graphics, Inc. ("Quad"). The SEC stated: "This matter concerns violations of the Foreign Corrupt Practices Act (the “FCPA”) . . . by Quad/Graphics, Inc., a marketing solutions and printing services provider headquartered in Sussex, Wisconsin."
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Other Compliance Related Undertaking
Cooperation Before the Resolution
Remedial Acts or Efforts Before the Resolution
Self Reporting to SEC
Monetary Penalties:
Disgorgement
Individual:
$6,936,174.00
Shared:
Civil Penalty
Individual:
$2,000,000.00
Shared:
Pre-Judgment Interest
Individual:
$959,160.00
Shared:
Total Penalty
Individual:
$9,895,334.00
Shared:
