Defendant Name: Jamie L. Solow

Defendant Type: Individual

Document Reference: court_doc138_06-cv-81041

Document Details

Legal Case Name SEC v. Jamie L. Solow
Document Name Final Judgment as to Defendant Jamie L. Solow
Document Date 14-May-2008
Document Format Civil Proceeding
Case Number 06-cv-81041
Federal District Court Florida, Southern District of Florida
Federal District Judge Donald M. Middlebrooks
Allegation Type Broker Dealer
Document Summary

Disgorgement & Penalty Information

Resolutions
Enjoinment
Bars:
  • Bar on association with a broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization (of unspecified duration)
Monetary Penalties:

Disgorgement

Individual:     $2,646,485.99 Shared:    

Civil Penalty

Individual:     $2,646,485.99 Shared:    

Pre-Judgment Interest

Individual:     $778,302.91 Shared:    

Related Documents:

2006_comp19906 08-Nov-2006 Complaint
Complaint for Injunctive Relief, Disgorgement, and Penalties for Violations of the Federal Securities Law

Related Actions:

SEC v. Gina P. Solow, Jamie L. Solow, Jsolow Condo One, Inc., Virtualbank F.S.B. n/k/a Lydian Private Bank, S.A., Washington Mutual Bank, F.A. n/k/a JP Morgan Chase Bank, N.A., and, Federation Advances Corp. LLC
In the Matter of Jamie L. Solow