Defendant Name: Charles J. Marquardt

Defendant Type: Individual

Document Reference: court_doc3_10-cv-10073

Document Details

Legal Case Name SEC v. Charles J. Marquardt
Document Name Final Judgment as to Defendant Charles J. Marquardt
Document Date 10-Feb-2010
Document Format Civil Proceeding
Case Number 10-cv-10073
Federal District Court Massachusetts, District of Massachusetts
Federal District Judge Edward F. Harrington
Allegation Type Insider Trading
Document Summary

Disgorgement & Penalty Information

Resolutions
Enjoinment
Monetary Penalties:

Disgorgement

Individual:     $19,107.00 Shared:    

Civil Penalty

Individual:     $19,107.00 Shared:    

Pre-Judgment Interest

Individual:     $1,242.00 Shared:    

Total Penalty

Individual:     $39,456.00 Shared:    

Related Documents:

2010_comp21383 20-Jan-2010 Complaint
Complaint

Related Actions:

In the Matter of Evergreen Investment Management Company, LLC and Evergreen Investment Services, Inc.
In the Matter of Lisa B. Premo
In the Matter of Charles J. Marquardt