Defendant Name:
        
        Charles J. Marquardt
    
    Defendant Type:
    
        Individual
    
    
        
            Document Reference:
        
        court_doc3_10-cv-10073
    
    Document Details
    
    
        
            Legal Case Name
        
        SEC v. Charles J. Marquardt
    
    
        
        
            Document Name
        
        
            Final Judgment as to Defendant Charles J. Marquardt
        
    
    
        
        
            Document Date
        
        
            10-Feb-2010
        
    
    
    
        
        
            Document Format
        
        
            Civil Proceeding
        
    
    
    
        
            
                Case Number
            
            
                10-cv-10073
            
        
            
                
                    Federal District Court
                
                
                    Massachusetts, District of Massachusetts
                
            
                    
                
                    Federal District Judge
                
                
                    Edward F. Harrington
                
            
     
    
    
        
            Allegation Type
        
        
            
            Insider Trading
        
    
 
    
    
        Disgorgement & Penalty Information
        
        
                    
                
                    Monetary Penalties:
                
                
                    
                        
                            Disgorgement
                        
                    
                    
                            
                                Individual:    
                                $19,107.00
                            
                            
                                Shared:    
                                
                            
                    
                    
                        
                            Civil Penalty
                        
                    
                    
                            
                                Individual:    
                                $19,107.00
                            
                            
                                Shared:    
                                
                            
                    
                    
                        
                            Pre-Judgment Interest
                        
                    
                    
                            
                                Individual:    
                                $1,242.00
                            
                            
                                Shared:    
                                
                            
                    
                    
                        
                            Total Penalty
                        
                    
                    
                            
                                Individual:    
                                $39,456.00
                            
                            
                                Shared: