Defendant Name: Jamie L. Solow

Defendant Type: Individual

Document Reference: 2008-357_3-13066

Document Details

Legal Case Name In the Matter of Jamie L. Solow
Document Name Initial Decision
Document Date 16-Sep-2008
Document Format Administrative Proceeding
File Number 3-13066
Administrative Law Judge Carol Fox Foelak
Allegation Type Broker Dealer
Document Summary

Disgorgement & Penalty Information

Resolutions
Bars:
  • Bar on association with a broker, dealer, investment adviser, municipal securities dealer, municipal advisor, transfer agent, or nationally recognized statistical rating organization (of unspecified duration)

Related Documents:

34-57960-o 12-Jun-2008 Administrative Proceeding
Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
34-58831 22-Oct-2008 Administrative Proceeding
Notice that Initial Decision has become Final

Related Actions:

SEC v. Gina P. Solow, Jamie L. Solow, Jsolow Condo One, Inc., Virtualbank F.S.B. n/k/a Lydian Private Bank, S.A., Washington Mutual Bank, F.A. n/k/a JP Morgan Chase Bank, N.A., and, Federation Advances Corp. LLC
Washington Mutual Bank, F.A.
Jsolow Condo One, Inc.
VirtualBank, F.S.B.
Federation Advances Corp. LLC
Gina P. Solow
Jamie L. Solow
SEC v. Jamie L. Solow
Jamie L. Solow