Defendant Name:
Bolton Securities Corporation
Defendant Type:
Other
Document Reference:
court_doc39_19-cv-40143
Document Details
Legal Case Name
SEC v. Bolton Securities Corporation d/b/a Bolton Global Asset Management
Document Name
Final Judgment
Document Date
25-Feb-2021
Document Format
Civil Proceeding
Case Number
19-cv-40143
Federal District Court
Massachusetts, District of Massachusetts
Federal District Judge
Timothy S. Hillman
Allegation Type
Investment Advisers/Investment Companies
Document Summary
On February 25, 2021, the Court issued a final judgment against Defendant Bolton Securities Corporation stating: "Defendant . . . consented to entry of this Final Judgment without admitting or denying the
allegations of the Amended Complaint (except as to jurisdiction); waived findings of fact and
conclusions of law; and waived any right to appeal from this Final Judgment."
Disgorgement & Penalty Information
Resolutions
Enjoinment
Fair Funds
Monetary Penalties:
Disgorgement
Individual:
$190,000.00
Shared:
Civil Penalty
Individual:
$225,000.00
Shared:
Pre-Judgment Interest
Individual:
$34,994.02
Shared:
