Defendant Name: Neil R. Cole

Defendant Type: Individual

Document Reference: court_doc73_19-cv-11148

Document Details

Legal Case Name SEC v. Neil R. Cole and Seth Horowitz
Document Name Notice of Voluntary Dismissal
Document Date 05-May-2026
Document Format Civil Proceeding
Case Number 19-cv-11148
Federal District Court New York, Southern District of New York
Federal District Judge John P. Cronan
Allegation Type Issuer Reporting and Disclosure
Document Summary

Disgorgement & Penalty Information

Resolutions
The Court directed the Clerk of Court to close the case

Related Documents:

comp-pr2019-251-cole 05-Dec-2019 Complaint
Complaint

Other Defendants in Action:

Related Actions:

SEC v. Iconix Brand Group, Inc.
In the Matter of Warren Clamen, CPA