Defendant Name: Seth Horowitz

Defendant Type: Individual

Document Reference: court_doc12_19-cv-11148

Document Details

Legal Case Name SEC v. Seth Horowitz
Document Name Final Judgment as to Defendant Seth Horowitz
Document Date 13-Dec-2019
Document Format Civil Proceeding
Case Number 19-cv-11148
Federal District Court New York, Southern District of New York
Federal District Judge Analisa Torres
Allegation Type Issuer Reporting and Disclosure
Document Summary

Disgorgement & Penalty Information

Resolutions
Enjoinment
Bars:
  • Bar from acting as Director or Officer of a public company (of unspecified duration)
Monetary Penalties:

Disgorgement

Individual:     $121,024.53 Shared:    

Pre-Judgment Interest

Individual:     $26,394.63 Shared:    

Total Penalty

Individual:     $147,419.16 Shared:    

Related Documents:

comp-pr2019-251-cole 05-Dec-2019 Complaint
Complaint

Other Defendants in Action:

Related Actions:

SEC v. Iconix Brand Group, Inc.
In the Matter of Warren Clamen, CPA