Defendant Name: Michael J. Willoughby

Defendant Type: Individual

Document Reference: 33-9606

Document Details

Legal Case Name In the Matter of Jeffrey C. Kuehr and Michael J. Willoughby
Document Name Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 21C of the Securities Exchange Act of 1934, Making Findings and Imposing Remedial Sanctions, Cease-and-Desist Orders, and Penalties
Document Date 25-Jun-2014
Document Format Administrative Proceeding
File Number 3-15946
AAER 3560
Allegation Type Issuer Reporting and Disclosure
Document Summary

Disgorgement & Penalty Information

Cease and Desist Order
  • Bar from acting as Director or Officer of a public company for 5 years
Monetary Penalties:

Civil Penalty

Individual:     $70,000.00 Shared:    

Other Defendants in Action:

Related Actions:

Deferred Procecution Agreement with Regions Financial Corporation
In the Matter of Thomas A. Neely, Jr.