Defendant Name: Michael A. Callaway

Defendant Type: Individual

Document Reference: 34-60071

Document Details

Legal Case Name In the matter of Michael A. Callaway
Document Name Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b)(6) of the Securities Exchange Act of 1934 and Sections 203(f) and 203(k) of the Investment Advisers Act of 1940 and Imposing a Cease-and-Desist Order
Document Date 08-Jun-2009
Document Format Administrative Proceeding
File Number 3-13356
Allegation Type Investment Advisers/Investment Companies
Document Summary

Disgorgement & Penalty Information

Resolutions
Cease and Desist Order
Censured
Monetary Penalties:

Civil Penalty

Individual:     $20,000.00 Shared:    

Related Documents:

IA-2833-o 30-Jan-2009 Administrative Proceeding
Order Instituting Administrative Cease-and-Desist Proceedings Pursuant to Sections 203(f) and 203(k) of the Investment Advisers Act of 1940 and Section 15(b)(6) of the Securities Exchange Act of 1934

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