Defendant Name:
Jeffrey Swanson
Defendant Type:
Individual
Document Reference:
IA-2835
Document Details
Legal Case Name
In the Matter of Jeffrey Swanson
Document Name
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 203(f) and 203(k) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order as to Jeffrey Swanson
Document Date
30-Jan-2009
Document Format
Administrative Proceeding
Allegation Type
Investment Advisers/Investment Companies
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Censured
