Defendant Name:
Joseph A. Scolaro, CPA
Defendant Type:
Individual
Document Reference:
34-77745
Document Details
Legal Case Name
In the Matter of Santos, Postal & Company, P.C. and Joseph A. Scolaro, CPA
Document Name
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 4C of the Securities Exchange Act of 1934, Section 203(k) of the Investment Advisers Act of 1940, and Rule 102(e) of the Commission's Rules of Practice, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
Document Date
29-Apr-2016
Document Format
Administrative Proceeding
AAER
3772
Allegation Type
Investment Advisers/Investment Companies
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Bars:
- Bar on practicing before the SEC as an Accountant for 5 years
Monetary Penalties:
Civil Penalty
Individual:
$15,000.00
Shared:
Other Defendants in Action:
