Defendant Name: Morgan Stanley Smith Barney LLC

Defendant Type: Subsidiary of Public Company

Document Reference: 34-88969

Document Details

Legal Case Name In the Matter of Morgan Stanley Smith Barney LLC
Document Name Order Appointing Tax Administrator
Document Date 28-May-2020
Document Format Administrative Proceeding
File Number 3-19793
Allegation Type Investment Advisers/Investment Companies
Document Summary The Commission stated "Miller Kaplan, pursuant to and in accordance with the Omnibus Order, is appointed the Tax Administrator for the QSF."

Disgorgement & Penalty Information

Resolutions
The Commission "ORDERED that Miller Kaplan, pursuant to and in accordance with the Omnibus Order, is appointed the Tax Administrator for the QSF in the above-referenced proceeding."

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