Defendant Name:
W2007 Grace Acquisition I, Inc.
Defendant Type:
Subsidiary of Public Company
Public Company Parent:
The Goldman Sachs Group, Inc
SIC Code:
6211
CUSIP:
38141G10
Document Reference:
34-74782
Document Details
Legal Case Name
In the Matter of W2007 Grace Acquisition I, Inc.
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order
Document Date
22-Apr-2015
Document Format
Administrative Proceeding
Allegation Type
Issuer Reporting and Disclosure
Document Summary
On April 22, 2015, the SEC instituted settled cease-and-desist proceedings against W2007 Grace Acquisition I, Inc. ("W2007 Grace"). The SEC stated: "These proceedings arise out of violations of the issuer reporting requirements under
the federal securities laws and the misapplication of the rules concerning the counting of holders of record promulgated thereunder."
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Resume periodic reporting pursuant to Section 15(d) Exchange Act
Cooperation Before the Resolution
Remedial Acts or Efforts Before the Resolution
Monetary Penalties:
Civil Penalty
Individual:
$640,000.00
Shared:
