Defendant Name: Brian S. Block

Defendant Type: Individual

Document Reference: court_doc94_16-cv-07003

Document Details

Legal Case Name SEC v. Brian S. Block and Lisa Pavelka McAlister
Document Name Final Judgment as to Defendant Brian S. Block
Document Date 08-Feb-2018
Document Format Civil Proceeding
Case Number 16-cv-07003
Federal District Court New York, Southern District of New York
Federal District Judge Lorna G. Schofield
Allegation Type Issuer Reporting and Disclosure
Document Summary

Disgorgement & Penalty Information

Resolutions
Enjoinment
Bars:
  • Bar from acting as Director or Officer of a public company (of unspecified duration)
Monetary Penalties:

Civil Penalty

Individual:     $160,000.00 Shared:    

Related Documents:

comp-pr2016-180 08-Sep-2016 Complaint
Complaint and Jury Demand

Other Defendants in Action:

Related Actions:

In the Matter of VEREIT, Inc.