Defendant Name:
Bruker Corporation
Defendant Type:
Public Company
SIC Code:
3826
CUSIP:
11679410
Document Reference:
34-73835
Document Details
Legal Case Name
In the Matter of Bruker Corporation
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Document Date
15-Dec-2014
Document Format
Administrative Proceeding
AAER
3611
Allegation Type
Foreign Corrupt Practices Act
Document Summary
On December 15, 2014, the SEC instituted a settled administrative proceeding against Bruker Corporation. According to the SEC: "This matter concerns violations of the books and records and internal controls provisions of the Foreign Corrupt Practices Act...by Bruker. These violations took place from at least 2005 through 2011 and occurred throughout Bruker's China operations."
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Cooperation Before the Resolution
Remedial Acts or Efforts Before the Resolution
Self Reporting to SEC
Monetary Penalties:
Disgorgement
Individual:
$1,714,852.00
Shared:
Civil Penalty
Individual:
$375,000.00
Shared:
Pre-Judgment Interest
Individual:
$310,117.00
Shared:
Total Penalty
Individual:
$2,399,969.00
Shared:
