Defendant Name: Thomas A. Hooker, Jr.

Defendant Type: Individual

Document Reference: 34-81064_3-11498

Document Details

Legal Case Name In the Matter of Strong Capital Management, Inc., Strong Investor Services, Inc., Strong Investments, Inc., Richard S. Strong, Thomas A. Hooker, Jr. and Anthony J. D'Amato
Document Name Notice of Name Change of Appointed Tax Administrator
Document Date 30-Jun-2017
Document Format Administrative Proceeding
File Number 3-11498
Allegation Type Investment Advisers/Investment Companies
Document Summary

Disgorgement & Penalty Information

Resolutions
On June 30, 2017, the SEC announced a Name Change of Appointed Tax Administrator.

Related Documents:

34-49741 20-May-2004 Administrative Proceeding
Order Instituting Administrative and Cease-and-Desist Proceedings, Making Findings, and Imposing Remedial Sanctions and Cease-and-Desist Orders Pursuant to Sections 15(b)(4), 15(b)(6), 15B(c)(4), 17A(c)(3), and 17A(c)(4)(C) of the Securities Exchange Act of 1934, Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940, and Sections 9(b) and 9(f) of the Investment Company Act of 1940

Related Actions:

In the Matter of Strong Capital Management, Inc.
Strong Capital Management, Inc.