Defendant Name:
Goldman, Sachs & Co.
Defendant Type:
Subsidiary of Public Company
Document Reference:
2015-133
Document Details
Legal Case Name
In the Matter of Goldman, Sachs & Co.
Document Name
SEC Charges Goldman Sachs With Violating Market Access Rule
Document Date
30-Jun-2015
Document Format
Administrative Proceeding
Allegation Type
Broker Dealer
Document Summary
On June 30, 2015, the SEC announced that it "charged Goldman, Sachs & Co. with violating the market access rule in connection with a trading incident that resulted in erroneous executions of options contracts."
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order