Defendant Name:
J.S. Oliver Capital Management, L.P.
Defendant Type:
Other
Document Reference:
33-10639
Document Details
Legal Case Name
In the Matter of J.S. Oliver Capital Management, L.P., and Ian O. Mausner
Document Name
Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940
Document Date
16-May-2019
Document Format
Administrative Proceeding
Allegation Type
Investment Advisers/Investment Companies
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Investment adviser registration of J.S. Oliver Capital Management, L.P., is revoked.
Other Defendants in Action:
