Defendant Name: Douglas F. Drennan

Defendant Type: Individual

Document Reference: 33-9446

Document Details

Legal Case Name In the Matter of J.S. Oliver Capital Management, L.P., Ian O. Mausner, And Douglas F. Drennan
Document Name Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Section 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940 and Notice of Hearing
Document Date 30-Aug-2013
Document Format Administrative Proceeding
File Number 3-15446
Allegation Type Investment Advisers/Investment Companies
Document Summary

Related Documents:

id649bpm 05-Aug-2014 ALJ Initial Decision
Initial Decision
33-10199 26-Aug-2016 Administrative Proceeding
Notice That Initial Decision Has Become Final

Related Actions:

In the Matter of Instinet, LLC