Defendant Name:
J.T. Battenberg, III
Defendant Type:
Individual
Document Reference:
court_doc380_06-cv-14891
Document Details
Legal Case Name
SEC v. Delphi Corporation, J.T. Battenberg, III, Alan Dawes, Paul Free, John Blahnik, Milan Belans, Catherine Rozanski, Judith Kudla, Scot McDonald, B.N. Bahadur, Atul Pasricha, Laura Marion, Stuart Doyle and Kevin Curry
Document Name
Final Judgement as to Defendant J.T. Battenberg, III
Document Date
31-Oct-2011
Document Format
Civil Proceeding
Case Number
06-cv-14891
Federal District Court
Michigan, Eastern District of Michigan
Federal District Judge
Avern Cohn
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Monetary Penalties:
Disgorgement
Individual:
$198,500.00
Shared:
The Court ordered that: "J.T. Battenberg III shall pay a monetary penalty in the amount of $16,500.00 pursuant to Section 12(d) of the Securities Exchange Act of 1934."
Individual:
$16,500.00
Shared:
Other Defendants in Action:
