Defendant Name:
Charles Liang
Defendant Type:
Individual
Document Reference:
34-89658
Document Details
Legal Case Name
In the Matter of Charles Liang
Document Name
Order Instituting Cease-and-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934, Making Findings, and Imposing a Cease-and-Desist Order
Document Date
25-Aug-2020
Document Format
Administrative Proceeding
AAER
4163
Allegation Type
Issuer Reporting and Disclosure
Disgorgement & Penalty Information
Resolutions
Cease and Desist Order
Monetary Penalties:
Clawback provision ex art 304 Sarbanes-Oxley Act
Individual:
$2,122,000.00
Shared:
